Ph.D. and Designated Emphasis Advising
On this page
Staff advising
The Politics Department’s graduate program director helps Ph.D. students submit required paperwork and track progress throughout the stages of the program.
Nathalie Arvizu Espinoza
- Title
- Graduate Program Coordinator/ Department Analyst
- Department
- Politics Department
- Phone
- 831-459-4450
- Campus Email
- Website
- Office Location
- Merrill College Academic Building, 12
Faculty advising and evaluation
Each student is advised by a faculty member from the department’s Committee on Graduate Studies until the student has selected an official faculty adviser—usually during the first year of the program. At the end of the first year, the department will evaluate coursework, and the student will be advised of prospects for success.
Students who receive a negative evaluation of their work will be placed on probation and, if there is no substantial improvement, may be asked to leave the program at the end of their second year, rather than proceeding to the qualifying examination.
Ph.D. program requirements
Ph.D. forms
Qualifying exam
Students must work with the graduate program coordinator to submit required paperwork both before a student undertakes the qualifying exam (QE) process and afterwards, as students prepare to advance to candidacy.
Satisfactory progress through the QE process is one factor the department considers in its internal funding decisions. Timely advancement affects students’ academic standing, financial aid opportunities, and fees. If a student fails any component of the qualification exam process twice, they cannot continue in the program.
Committee formation
All components of the qualifying exam process are evaluated by a QE Committee composed of four faculty members, at least two of whom must be in the Politics Department. The committee chair must be from the Politics Department. Each student must form their QE committee and inform the graduate program coordinator of its members by the end of their second year in the program.
Examination timeline
The components of the qualifying exam must be completed by the end of the third year of the program, as follows:
- Fall quarter—core literatures written examination
- Winter quarter—dissertation literature written examination
- Spring quarter—dissertation prospectus and oral exam
This timeline ensures that students are well-positioned to apply for fieldwork and other research funding in their fourth and fifth years and can complete their Ph.D. in five to six years.
Written exam formats
There are two ways to take the written examinations—as a take-home exam or as field statements. The content and goals of each are intended to be the same. Students should notify the graduate advisor of which format they’d like to choose by the time of their second-year review.
Take-home exam format
Students can choose to take their written examinations as two 72-hour take-home exams. Students decide when each 72-hour home exam takes place; however, the specific time frame must fall between the weekend before the start of the quarter in which each written exam is required to take place and the second weekend in that quarter.
The Core Literatures Exam is organized around questions the QE Committee faculty presents. The Dissertation Literature Exam focuses on questions the student determines in conversation with the QE committee. After each exam, the essay responses should be sent to the whole QE committee in a single email. About a week after each essay is received, the chair reports the committee’s collective feedback to the student (with a cc to the graduate program coordinator), including a clear signal that it is OK to proceed to the next step in the QE process.
The aim of having a written exam option with a time limit of 72 hours, rather than a specific length requirement, is to provide an alternative to the dangers of overextension and paralysis that can sometimes come with the more open-ended field statement format.
Field statements format
Students can choose to submit their written examinations as two “field statements” of approximately 25 double-spaced pages each, with a 7,500-word maximum per field statement. The process for developing field statements is as follows:
- An abstract of 500 words, identifying the question to be addressed and a preliminary argument, must be submitted to the chair of the QE Committee one week before the start of the quarter in which each examination will take place, and must be approved by the chair (after any necessary revisions) by the end of the first week of that quarter.
- By the end of the sixth week of classes, a complete draft of the field statement should be sent to the whole committee in a single email. Faculty have one week to return the statement with comments.
- The completed field statement, which addresses the QE Committee members’ comments, is due by the last day of the quarter. About a week after each statement is received, the chair reports the committee’s collective feedback to the student (with a cc to the graduate program coordinator), including a clear signal that it is OK to proceed to the next step in the QE process.
The deadline for the completed field statement may be extended only in cases of major extenuating circumstances, with the prior written approval of each member of the QE Committee and the Director of Graduate Studies (or Department Chair, if the DGS serves on the QE Committee). In such cases, the QE Chair and the DGS will set a new and final deadline.
Failure to obtain advance approval to extend a deadline or to meet the revised deadline will constitute a failure of the field statement in question. Failure to submit satisfactory work within six weeks of a missed deadline will constitute a second failure of the field statement, meaning that the student will not be allowed to continue in the program.
Written examination content
Consultation with the QE committee chair regarding the actual literature for each written examination should begin by the summer of a student’s second year. Each type of exam will have the same general content, regardless of the specific format chosen.
Core literatures exam content
Students must demonstrate knowledge by developing a coherent argument integrating readings from two Politics Ph.D. core areas (represented in the department’s four core graduate seminars). Students must select the two areas to be addressed and then work closely with their QE committee chair to compile the full list of readings to be examined based on the syllabi and core area readings lists archived online in the four Core Folders (available as shared folders on Google Drive). The examination should demonstrate the student’s ability to engage and articulate knowledge from the two chosen core literatures.
Dissertation literature exam content
Students must demonstrate an ability to develop a coherent argument by reviewing a broad range of literature relevant to their potential dissertation topic. The reading list is in this case, compiled by the student with the advice of the QE committee chair and at least one other person on the committee. The list should speak to an issue that the student intends to address in the dissertation in ways that build on the input of the QE committee faculty. The exam should show how these chosen readings frame the main dissertation focus.
Dissertation prospectus
The prospectus is a research and writing plan that provides the committee an opportunity to help refine a question, sharpen the approach, identify literature and sources of information, and minimize the risk of research duplication. It also provides a template for funding applications.
Disseration prospectus content
The prospectus should be approximately 15 pages long and should describe:
- The political problem the student wishes to address.
- The specific questions to be examined.
- The significance of the research for larger theoretical and intellectual concerns in the study of politics and its relation to relevant literature.
- The planned research strategy and methodology.
- The principal sources that are available.
- The qualifications or limitations that may affect the results.
- A proposed table of contents and a bibliography.
- A projected timetable for completing the dissertation.
Disseration prospectus timeline and process
Students should prepare the prospectus in consultation with members of their QE Committee. All candidates for the Ph.D. must submit a dissertation prospectus by the end of their third year. The prospectus is to be completed by the following deadlines:
- A complete draft of the prospectus is due to the committee by the end of the third week of spring quarter classes. Committee members have one week to return the draft with comments.
- A revised draft is due to the committee by the end of the sixth week of classes or two weeks before the scheduled oral examination (whichever comes first). The revised draft will be a principal topic of discussion in the oral exam.
- Subsequent to the exam, the prospectus will be revised as needed based on comments made in the Oral Exam.
- The revised prospectus must be approved by the Committee Chair and another Politics faculty member on the committee, and submitted along with a completed Committee Nomination Form to the Department’s Graduate Program Coordinator. These materials are due no later than the last day of the spring quarter.
Oral examination
The oral examination is a meeting of the student with the four members of their QE Committee and the proposed Dissertation Chair (if they are not already a member of the QE Committee). The meeting runs up to three hours and consists of two principal parts.
Part 1: Review of written examinations
This portion of the oral exam lasts at least an hour, during which the student reviews their work on their two take-home exams or field statements. Committee members raise any unresolved questions from their initial review of the written exams and may raise additional questions pertaining to the readings, particularly those relevant to the exam topics.
Part 2: Discussion of dissertation prospectus
This portion of the oral exam lasts at least an hour and is an opportunity for the student and committee to have a frank scholarly exchange about the student’s proposed research project. Following the oral exam, the student will make necessary revisions to the prospectus before securing the necessary approval and filing it. During the exam, the student may be asked to elaborate on the following aspects of their prospectus:
- The specific questions to be examined.
- The significance of the research for larger theoretical and political concerns in the study of politics.
- The research strategy and/or methodology to be used.
- The principal sources that are available.
If the committee decides the exam is unsatisfactory, the chair will communicate that outcome to the Director of Graduate Studies and the Graduate Program Coordinator. The student will have the chance to schedule a second exam. In the event of a second unsatisfactory oral exam, the student will no longer continue in the doctoral program.
Designated emphasis in Politics
Doctoral students from other programs at UC Santa Cruz can earn a designated emphasis in politics. To see course requirements, writing requirements, and advising requirements, consult the UCSC General Catalog. Once students have completed all requirements for the designated emphasis, they should obtain the signed approval of their faculty advisor in politics and the graduate director of the Politics Department, using the application form. A copy will be sent to the student’s home department to verify that all the requirements have been met.
Graduate forms and resources
The Graduate Division at UC Santa Cruz hosts most of the forms and paperwork that graduate students might need, as well as Information on academic regulations and policies, student employment, fellowships and financial aid, applications and forms, and other student resources.
Additionally, the Graduate Student Campus Handbook outlines policies and procedures that govern graduate education at UCSC.
Job market resources
We encourage our students to review the resource guides provided by the American Political Science Association, which includes information about both academic and applied career options for Ph.D. holders and a set of networking and career preparation resources for graduate students. Students should also explore the professional development programs offered by the Division of Graduate Studies, which include events, training, resources, and networking.